Registration

 
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Qualification For Registration*

For Financial Advisors, Consultants and Other Investment Professionals

I am an employee of a broker-dealer, registered investment adviser, bank, consulting firm or other institution that either (i) has an existing relationship with Alkeon Capital Management, LLC or an Alkeon-managed fund or (ii) is interested in such a relationship and represents or advises investors who meet the investor qualifications listed below.

I represent an investor that either (i) has an investment in an Alkeon-managed fund or (ii) is interested in making an investment in an Alkeon-managed fund and meet the investor qualifications listed below.

For Investors

I represent that I am a current investor in an Alkeon-managed fund.

I represent that I am interested in making an investment in an Alkeon-managed fund and meet the investor qualifications listed below.


Investor Qualifications

Generally, an investor in an Alkeon-managed fund must meet the following qualifications:

For US Investors:

Depending on the Alkeon-managed fund, US investors generally must either be (i) “accredited investors” AND “qualified purchasers” or (ii) “qualified clients”.

For Non-US Investors:  

An investor that does not meet the definition of a U.S. person under Rule 902 promulgated under the Securities Act of 1933.

Note: Non-US investors may need to meet eligibility requirements applicable to their jurisdictions and Alkeon-managed funds may not be available for offer or sale in such jurisdictions.

THE ABOVE QUALIFICATIONS ARE NOT EXHAUSTIVE AND QUALIFICATION REQUIREMENTS ARE SUBJECT TO CHANGE. ALKEON UNDERTAKES NO DUTY TO UPDATE THE ABOVE QUALIFICATION REQUIREMENTS. SATISFYING THE ABOVE QUALIFICATIONS IN NO WAY GUARANTEES A PROSPECTIVE INVESTOR THE RIGHT TO INVEST IN AN ALKEON-MANAGED FUND.

 

DISCLAIMER